Financial Services
Imperial Capital's Financial Services team has broad expertise and experience
providing strategic advisory and capital raising services to middle market financial
institutions. We understand the dynamic forces impacting the financial services
industry including consolidation, the need for creative capital solutions and increased
government oversight. Our ability to raise capital across the entire capital structure
and broad distribution capabilities with over 1,200 institutional accounts, lending
institutions and private equity funds enable us to be a meaningful partner to our
clients. We have experience providing advisory services to financial services companies
in various stages of their life cycles. We specialize in the following areas:
- Banks and Thrifts
- Business Development Companies ("BDCs")
- Specialty Finance
- Insurance
- Investment Management
For further information on our services, please contact:
Chris Shepard
Co-Head, Investment Banking Group
Head of Capital Markets
(310) 246-3752
cshepard@imperialcapital.com
Chris Shepard is Executive Vice President, Co-Head of Corporate Finance and
Head of Capital Markets at Imperial Capital. Based in Los Angeles, Mr. Shepard
has over 15 years experience in financings, mergers and acquisitions, and restructurings.
He has advised on over $5 billion in transactions in a wide range of industries,
including healthcare, telecom, industrial, consumer, media, technology, energy,
gaming and transportation. Prior to joining Imperial Capital, Mr. Shepard was
an Associate at the Los Angeles office of Milbank, Tweed, Hadley & McCloy, a
New York-based corporate law firm, where he specialized in public securities
and mergers and acquisitions transactions. Mr. Shepard received his B.S. with
a concentration in Accounting, an M.B.A. and his J.D. from the University of
Michigan.
Todd Fasanella
Managing Director
Investment Banking Group
(212) 351-9787
tfasanella@imperialcapital.com
Todd Fasanella is a Managing Director in Imperial Capital’s Investment Banking
Group in the New York office with a specific focus on the Real Estate, Lodging
& Leisure Sector. Mr. Fasanella has over 15 years of experience in asset backed
finance and investment banking for the leisure/hospitality lodging and real
estate industries. Prior to joining Imperial Capital, Mr. Fasanella headed investment
banking coverage for the vacation ownership, lodging and real estate industries
at Barclays Capital. His financing transactions in this role included structuring
and executing investment grade, high yield and equity security offerings, leveraged
loans, private placements and development loans. Prior to Barclays, Mr. Fasanella
worked in the Corporate Finance Investment Banking Division at Credit Suisse
and at Credit Suisse First Boston in the Asset Finance Group where he spearheaded
the structuring, executing and marketing of asset backed securities (ABS); specializing
in vacation ownership transactions which ranged in size from $200M to $500M.
Clients included Diamond Resorts, Marriott, Starwood and Wyndham. Mr. Fasanella
also worked in the Commercial Real Estate Research & Portfolio Management division
at Prudential Realty Group. Mr. Fasanella earned a Master of Business Administration
from Yale University and a Bachelor of Science from The Ohio State University.
Scott Farnsworth
Senior Vice President
Investment Banking Group
(310) 246-3789
sfarnsworth@imperialcapital.com
Scott Farnsworth is a Senior Vice President in Imperial Capital's Los Angeles
office where he works within the investment banking group advising on financings,
restructurings, mergers and acquisitions. Prior to joining Imperial, Mr. Farnsworth
was a Director at Giuliani Capital Advisors, where he provided transaction advisory
services to clients across a wide spectrum of industries. Mr. Farnsworth has
extensive experience in working to develop transaction strategies and refining
and augmenting business and strategic plans and in presenting investment opportunities
and analysis to a wide range of constituents, including existing and prospective
equity and creditor groups, organized labor, management and other parties in
interest. Mr. Farnsworth holds a B.S. in Business Administration with Highest
Honors from the University of Texas at Austin and an MBA from The University
of California, Los Angeles. He is a Certified Insolvency and Restructuring Advisor
and recipient of the 2004 Bronze Medal for the Kroll Zolfo Cooper / Randy Waits
Award.
Russ Brumpton
Vice President
Investment Banking Group
(310) 246-3736
rbrumpton@imperialcapital.com
Russell Brumpton is Vice President, Investment Banking, based out of the
Los Angeles office of Imperial Capital. Prior to joining Imperial Capital, Mr.
Brumpton was employed by Standard & Poor’s Corporate Value Consulting division,
where he performed business and intangible asset valuations for companies in
a variety of industries for the purposes of financial reporting, tax and internal
restructuring. Prior to Standard & Poors, Mr. Brumpton was in the assurance
and business advisory group at PricewaterhouseCoopers and was an analyst at
Salomon Smith Barney. Mr. Brumpton received his B.A. in Economics from the University
of California, Los Angeles.