Equity & Equity-Linked Financing

Tailored Financing Solutions

We focus on middle market companies that we believe have significant upside potential, both growth and value, but are not widely followed. We have significant institutional relationships and are an active trader of middle market equity securities. Our distribution strength is complimented by our experience in raising private and public placements of equity, including hybrid debt/equity securities, common stock (including registered direct offerings) and preferred stock across a variety of industries. Our typical transaction size is $10 to $150 million.

  • Hybrid Debt/Equity Securities
  • Preferred Equity
  • Common Equity